Coastal
Sr. Risk & Control Analyst
Remote. Posted 8 days ago
The role
You will lead and support the oversight of Fintech Partner audits related to the BaaS program. This includes creating risk assessments, scoping, and tracking the audit lifecycle.
What you will do
- Assist in developing processes to enhance BaaS Risk & Controls Program.
- Create and maintain Partner Audit Risk assessments.
- Facilitate Partner audits with external audit firms, Fintech Partners and Internal Audit.
- Coordinate scheduling Partner audits with audit firms and Fintech partners.
- Partner with internal Subject Matter Experts to ensure Partner Audits address key risk.
- Evaluate and update Partner audit scopes for BSA, General Compliance, IT, and Operational audits.
- Review Partner engagement letters and audit reports.
- Review audit findings and remediation plans.
- Analyze audit risk trends across all Partners.
- Coordinate and assist in oversight audits and track findings to remediation.
Required qualifications
- Bachelor’s Degree and/or equivalent related experience with 5+ years relevant bank Internal Audit and/or IT Risk and Controls experience.
- Knowledge and understanding of FinTech with a strong technical background.
- Communicate with impact, stating risks and issues concisely.
- Strong analytical skills to review audit programs, work papers, and reports.
- Ability to effectively present information and respond to questions from management and employees.
- Ability to organize and prioritize multiple projects with minimal direct supervision.
- Attention to detail and accuracy.
- Cooperative and professional attitude.
- Ability to effectively present information to BaaS Partners.
Nice to have
- Understanding of regulatory compliance and FFIEC requirements is desired.
Benefits
- Medical Coverage
- Health Savings Account (HSA)
- Flexible Spending Accounts (FSA)
- Dental and Vision Insurance
- Life Insurance
- Long-Term /Short-Term Disability (LTD)
- Supplemental Benefits including Hospital Indemnity, Accident Insurance, and Critical Illness coverage
- 401(k) Retirement Plan with company matching
- Paid Time Off
- 11 paid holidays
About the company
Coastal is at the forefront of modern banking, combining strong financial infrastructure with cutting-edge Banking-as-a-Service (BaaS) and fintech enablement strategies.