Operations Associate, Trading and Margin

The role

You will serve as an associate within Brokerage Operations providing registered supervision over inter-dealer market making activity in corporate securities and margin lending and financing. You will review and approve trading and margin activity and help shape the supervisory framework.

What you will do

• Provide registered supervision over inter-dealer market making activity in corporate securities and margin lending and financing
• Review and approve trading and margin activity
• Maintain supervisory procedures
• Act as the escalation point for issues surfaced by trading, onboarding, and operations teams
• Help shape the supervisory framework
• Oversee daily trading operations
• Monitor real-time profit and loss (PnL)
• Manage risk limits across proprietary or agency trading desks
• Issue and verify margin calls
• Handle day-trading account rules, set house collateral haircuts, and resolve branch/client escalations

Required qualifications

• Active Series 57 and Series 24
• Three to five years of direct experience in overseeing trading and/or margin
• Demonstrated experience supervising inter-dealer market making activity in corporate securities
• Deep subject matter expertise in Reg T and FINRA Rule 4210, portfolio margin
• Comfort operating in a fast-moving, high-growth environment with evolving processes
• Direct experience in at least one of: inter-dealer market making in corporate securities or margin financing

Nice to have

• Prior experience in onboarding, securities lending, or other brokerage operational activities
• Underwriting, corporate actions experience

About the company

Atomic is a fast-growing, mission-driven company building critical financial infrastructure to allow consumer-facing companies to offer investing experiences. The company has raised $55M in funding.