Bjakcareer

Head of Compliance

Malaysia, Remote. Posted 11 days ago

The role

The Head of Compliance owns compliance for the Doit Holdings regulated investment platform. This includes managing the registration application and monitoring the platform once live.

What you will do

  • Building and running the compliance framework including monitoring plan, registers, and breach processes
  • Owning the risk and compliance content of the registration application and manuals
  • Supporting independent validation of controls for risk, compliance and anti-money laundering
  • Maintaining the platform rulebook and running amendments through SC review routes
  • Ensuring anti-money laundering monitoring allocation is recorded in partner agreements
  • Owning conflicts of interest, anti-corruption, whistleblowing, and complaints
  • Owning reporting and regulatory notifications including annual reports and audited accounts
  • Reviewing onboarding flows, product additions, disclosures and marketing
  • Running compliance training across the team

Required qualifications

  • A degree or professional qualification from an institution recognised by the government of Malaysia
  • 5+ years of relevant experience in the financial industry
  • 3 years in a compliance, regulatory or risk role at an SC-licensed or SC-registered entity, or at a BNM-regulated institution
  • At least 2 of those years in capital markets
  • Command of the SC's Guidelines on Recognized Markets, the SC's AML/CFT Guidelines and AMLA 2001, and the Guidelines on Conduct and on Corporate Governance for Capital Market Intermediaries
  • Able to meet the SC's fit and proper criteria
  • Strong English communication

Nice to have

  • SC Licensing Examination Module 11
  • International Compliance Association Diploma in Governance, Risk and Compliance
  • CAMS
  • Experience of a Recognized Market Operator registration, or of an SC supervisory review
  • Experience of online distribution and multi-partner fund distribution models

Before you apply

  • Introductory conversation
  • Regulatory and compliance deep dive
  • CEO / final round

About the company

Doit Holdings is a regulated investment platform in Malaysia. Bjak builds technology products used by millions of users across Southeast Asia.