Compliance Associate

The role

The Compliance Associate will support the Head of Compliance in approving assets and managing regulatory requirements. This role involves overseeing compliance monitoring, managing policies, and assisting with AML/CFT frameworks.

What you will do

• Support the Head of Compliance in approving assets and ensuring the Asset Listing process follows regulatory requirements.
• Manage the policies and procedures inventory.
• Oversee the delivery of PGSL’s Compliance Monitoring Plan.
• Manage the CBI correspondence log and associated reg scanning feeds.
• Assist in preparing reports for Committee and Board meetings on compliance matters.
• Assist in the delivery of the annual PGSL Training Plan.
• Assist in the maintenance of PGSL’s AML/CFT Framework.
• Collaborate with the Head of Compliance on horizon scanning and implementation of new regulatory requirements.
• Support ongoing compliance with all applicable regulatory requirements.
• Assist in managing regulatory inquiries and exams, including document and data retrieval.

Required qualifications

• Significant experience of delivering Compliance and AML/CFT plans with precision and speed.
• Demonstrated ability to effectively manage tight deadlines and key stakeholder relationships.
• Practical knowledge of compliance and AML/CFT management techniques.
• Excellent communication skills, both verbal and written.
• Strong attention to detail and strong organisational skills.
• 5+ years of experience in Compliance related business functions.
• Strong knowledge of regulations, domestic and international, particularly in crypto.

Nice to have

• Experience and/or passion for crypto

Before you apply

• Applicants are permitted to redact or remove information on their resume that identifies age, date of birth, or dates of attendance at or graduation from an educational institution.
• We may ask candidates to complete job-related skills or work-style assessments as part of our hiring process.

About the company

Payward is the parent company behind Kraken, NinjaTrader, Breakout, xStocks, Payward Services and CF Benchmarks. Kraken is one of the world's longest-standing crypto platforms, trusted by over 10 million individuals and institutions.