Senior Analyst - Distribution Governance

Melbourne Office, Remote. Posted a month ago

The role

You will strengthen and evolve the adviser and licensee oversight program. You will lead complex reviews, assess conduct and customer outcome risks, and provide recommendations to drive change.

What you will do

Lead complex reviews and investigations
Analyse conduct, governance and customer outcome risks
Identify patterns, trends and emerging issues
Provide recommendations that drive meaningful change
Support governance reporting and executive decision making
Coach and guide other analysts across the team
Partner with Distribution, Product, Legal, Risk & Compliance and Operations stakeholders

Required qualifications

Experience in adviser oversight, risk & compliance, governance, assurance, wealth management, financial advice, platform operations, licensee monitoring, or financial services investigations
Comfortable leading complex reviews independently
Comfortable assessing regulatory and conduct risks
Comfortable analysing large volumes of information
Comfortable making evidence-based decisions
Comfortable translating technical findings into clear business recommendations
Comfortable communicating confidently with senior stakeholders

Nice to have

Experience with adviser obligations
Experience with advice fees
Experience with client consents
Experience with disclosure requirements
Experience with complaints
Experience with incident reporting
Experience with remediation programs
Experience with risk monitoring frameworks

Benefits

Paid parental leave
Fully funded school holiday program
CU Health (virtual healthcare)
Income protection
Flu shots
Wellness weeks
Retail discounts
Financial wellbeing services
Social events, trivia nights, and corporate sports
Employee Resource Groups
Paid volunteering
End-of-trip amenities and daily breakfast in Melbourne

About the company

Netwealth is a FinTech business that provides an award-winning platform and NextGen technology to empower advisers and investors in Australia. The company values authenticity, agility, and innovation.