Compliance Expert

The role

The Compliance Expert will identify regulatory risks, design controls, and provide advisory to the Business on regulations and internal policies. This role supports company growth through research, project management for new licenses, and monitoring regulatory requirements.

What you will do

• Research regulations and project management for its implementation.
• Project management related to new regulations and licensing processes.
• Lead efforts and align requirements towards new financial licenses.
• Evaluate new products and features from a compliance perspective.
• Research regulatory and filing information and communicate guidelines.
• Provide advisory to other teams about regulation to establish processes or controls.
• Monitor and respond to inquiries from Regulators, Auto Regulatory bodies or Auditors.
• Create and update Compliance policies and procedures.
• Liaise with various teams to enhance systems and processes related to Compliance.
• Coordinate or support regulatory reviews or audits.

Required qualifications

• +7 years' or above experience in regulatory compliance, AML or regulatory areas for Banks, SOFIPO and/or Fintechs.
• Proven experience in filing and obtention of financial licenses such as Fintech or Bank and project management for that.
• Experience with CNBV & Banxico regulatory requirements for Financial Institutions.
• Ability to develop policies and procedures from scratch and implement them.
• Ability to conduct regulatory advisory and law interpretation.
• Ability to tackle complex problems involving business, regulatory, finance and product.
• Ability to work and lead through influence multidisciplinary teams.
• Self-starter and ability to work independently.
• Great team player, communication (written and verbal) and listening skills.
• Fluency in both English and Spanish.

Benefits

• Chance of earning equity at Nubank
• Food Card
• NuCare – Psychological, Financial and Legal Assistance Program
• Life Insurance
• Medical Plan
• Dental Plan
• NuLanguage – Language Course Program
• Nucleo - Our learning platform of courses
• Extended Parental Leave
• Daycare Allowance
• Parental Consultancy
• Work-from-home Allowance

Before you apply

• Recruitment process may involve the use of artificial intelligence–enabled tools.
• Nu does not provide individualized technical feedback.

About the company

Nu serves more than 140 million customers with a mission to fight complexity and empower people. The company uses proprietary technology and data at scale to power its digital platform.