Regulatory Compliance Manager, GTM Enablement

The role

You will manage marketing and product compliance workflows to enable scalable approvals for client-facing experiences. You will partner with product, engineering, design, marketing, and CX teams to translate regulatory requirements into practical guidance.

What you will do

• Run the day-to-day marketing and advertising compliance program
• Own compliance enablement for client-facing products and releases
• Support expansion into video and long-form content with compliance reviews
• Maintain and evolve books-and-records practices related to advertising and client communications
• Serve as the subject matter expert for advertising and client communications compliance
• Promote exam and audit readiness through documentation and record keeping

Required qualifications

• Experience in regulatory compliance within investment advisory, fintech, or financial services, with a focus on marketing, advertising, or product-related compliance
• Strong working knowledge of SEC Marketing Rule requirements and FINRA communications standards
• Proven ability to partner cross-functionally with product, marketing, and engineering teams in fast-moving environments
• Practical, solutions-oriented mindset
• Strong organizational skills and attention to detail
• Ability to translate complex regulatory requirements into clear, actionable guidance for non-compliance stakeholders
• Series 7
• Series 24

Nice to have

• Experience supporting regulatory exams, audits, or inquiries
• Familiarity with compliance tools and systems for advertising review and books-and-records management

Benefits

• 100% employer-covered medical insurance for employees (75% for dependents)
• Dental and vision coverage
• 401(k) retirement savings program
• Paid Time Off and most federal holidays
• Comprehensive parental leave policy
• Select meals covered throughout the week
• Monthly movement stipend
• Early exercise eligibility
• Professional development focus
• Annual salary and equity refreshes based on performance
• Boomerang Program: hold spot for 6 months after two years to start a company

About the company

Range is building AI-powered wealth management including investments, taxes, retirement, and estate planning. The company is backed by Google's Gradient Ventures, Cathay Innovation, Scale Venture Partners, and more.