Compliance Manager

The role

The Compliance Manager will lead the local compliance function for the Portuguese Branch. This role ensures compliance with the Portuguese Securities Code, CMVM Regulations, and EU MiFID II/MiFIR requirements.

What you will do

• Lead the local compliance function for the Portuguese Branch.
• Serve as the primary point of contact for CMVM supervisory matters.
• Adapt group compliance policies to Portuguese legal requirements.
• Prepare and submit periodic regulatory reports to the CMVM.
• Own and operate the Branch's client complaints handling framework.
• Operate a bifurcated disclosure on the Branch's website and client documents.
• Conduct the Branch's compliance monitoring programme.
• Review client-facing documentation, marketing materials, and new product launches.

Required qualifications

• Bachelor's degree in Law, Finance, Economics or any other relevant field.
• At least 5 years of experience in a compliance function within an investment firm, bank, fintech, capital markets entity, or a regulatory/supervisory authority in Portugal.
• Knowledge of Portuguese capital markets law (Código dos Valores Mobiliários), CMVM regulations, and applicable EU regulations (MiFID II/MiFIR, Delegated Regulation 2017/565).
• Strong attention to detail and ability to work in a high-performance environment.
• Ability to work independently and as part of a team.
• A strong drive for excellence and a continuous improvement mindset.
• Excellent writing, communication and interpersonal skills.
• Portuguese language: native or fluent
• English language: professional working proficiency

Nice to have

• Familiarity with MiFID II compliance monitoring and regulatory reporting

Benefits

• Challenges that will help you grow and realize your potential fast.
• Opportunity to make a significant impact.
• Work with smart, spirited, helpful, high-performing colleagues.
• An environment where nothing is set in stone.
• Appreciation for your talent and ideas.
• Generous remuneration package

Before you apply

• Only candidates selected for interview will be contacted.

About the company

Trading 212 serves over 7 million clients, with more than €38 billion in assets under management. They reinvent how trading and investing work by creating products people love.