Themotleyfool

Associate General Counsel, Regulatory Products

United States - Remote. Posted 2 months ago

The role

This attorney will guide the development, offer, and deployment of products and services to the public. You will partner with cross-functional teams to serve as the primary legal advisor on product offerings and mitigate regulatory risk.

What you will do

  • Provide guidance on legal and regulatory implications of new features and product lines.
  • Advise on federal and state securities laws and regulations including the Investment Advisers Act.
  • Draft, review and facilitate the filing of regulatory documents.
  • Work with team members and external service providers to develop and implement compliance programs.
  • Draft legal disclosures, terms of service, and disclaimers.
  • Partner with cross-functional teams on regulatory compliance for AI-enabled tools and automated communications.
  • Identify and manage risk from marketing materials and member-facing communications.
  • Draft and review agreements relevant to product and operation activities.
  • Stay ahead of industry trends, legal risks, and regulatory shifts.

Required qualifications

  • 8+ years of legal experience with in-house and/or law firm experience advising on product development within or adjacent to financial publishing, fintech, InvestTech, or other financial services envir
  • Deep substantive and practical knowledge of investment management law, securities regulation and other applicable rules with emphasis on the Investment Advisers Act.
  • Familiarity with consumer financial protection regulations as applied to consumer-facing products and services.
  • Strong written and verbal communication skills.
  • Direct experience advising on AI-enabled tools, automation systems, or personalization engines in a regulated context.
  • Strong business judgment and ability to balance risk mitigation with growth.
  • J.D.
  • Active, good standing membership in at least one U.S. state bar.

Nice to have

  • A combination of both in-house and law firm experience is preferred

Benefits

  • Flexible, remote work environment
  • No vacation policy
  • Generous fully-paid parental leave
  • $1,000 annually to invest in stocks of your choice
  • Super low premiums for medical, dental, and vision coverage
  • Comprehensive compensation package, including company equity

Before you apply

  • No sponsorship is available for this position.
  • You must reside in, or be willing to relocate to, one of the specified states.

About the company

The Motley Fool is a purpose-driven financial services company on a mission to make the world smarter, happier, and richer. For 30 years they’ve been helping people make better investment decisions through transparency, education, and Foolish fun.

Associate General Counsel, Regulatory Products at Themotleyfool | JobZoey