Themotleyfool
Associate General Counsel, Regulatory Products
United States - Remote. Posted 2 months ago
The role
This attorney will guide the development, offer, and deployment of products and services to the public. You will partner with cross-functional teams to serve as the primary legal advisor on product offerings and mitigate regulatory risk.
What you will do
- Provide guidance on legal and regulatory implications of new features and product lines.
- Advise on federal and state securities laws and regulations including the Investment Advisers Act.
- Draft, review and facilitate the filing of regulatory documents.
- Work with team members and external service providers to develop and implement compliance programs.
- Draft legal disclosures, terms of service, and disclaimers.
- Partner with cross-functional teams on regulatory compliance for AI-enabled tools and automated communications.
- Identify and manage risk from marketing materials and member-facing communications.
- Draft and review agreements relevant to product and operation activities.
- Stay ahead of industry trends, legal risks, and regulatory shifts.
Required qualifications
- 8+ years of legal experience with in-house and/or law firm experience advising on product development within or adjacent to financial publishing, fintech, InvestTech, or other financial services envir
- Deep substantive and practical knowledge of investment management law, securities regulation and other applicable rules with emphasis on the Investment Advisers Act.
- Familiarity with consumer financial protection regulations as applied to consumer-facing products and services.
- Strong written and verbal communication skills.
- Direct experience advising on AI-enabled tools, automation systems, or personalization engines in a regulated context.
- Strong business judgment and ability to balance risk mitigation with growth.
- J.D.
- Active, good standing membership in at least one U.S. state bar.
Nice to have
- A combination of both in-house and law firm experience is preferred
Benefits
- Flexible, remote work environment
- No vacation policy
- Generous fully-paid parental leave
- $1,000 annually to invest in stocks of your choice
- Super low premiums for medical, dental, and vision coverage
- Comprehensive compensation package, including company equity
Before you apply
- No sponsorship is available for this position.
- You must reside in, or be willing to relocate to, one of the specified states.
About the company
The Motley Fool is a purpose-driven financial services company on a mission to make the world smarter, happier, and richer. For 30 years they’ve been helping people make better investment decisions through transparency, education, and Foolish fun.