PubCo, Broker-Dealer Accounting and Finance, Senior Associate

The role

The Senior Associate will support the accounting, regulatory reporting, middle-office, and operational activities of TPG's regulated broker-dealer and related entities. This role involves general ledger accounting, financial reporting, trade execution, and net capital analysis.

What you will do

• Perform daily and weekly accounting, general ledger, cash management, and regulatory activities.
• Support monthly and quarterly close processes including journal entries and financial statement preparation.
• Prepare net capital, liquidity, and cash forecasting calculations.
• Support trade execution and operational activities for revenue transactions.
• Review revenue transactions and evaluate accounting and regulatory implications.
• Prepare periodic regulatory reports and management reporting packages.
• Document and support the execution of key SOX controls.
• Coordinate responses to external audit requests.
• Participate in broker-dealer and entity-wide projects to improve process efficiency.
• Develop understanding of broker-dealer business activities and regulatory requirements.

Required qualifications

• Bachelor’s degree in accounting or finance.
• Three to five years of progressive accounting, audit, finance, or financial-services experience.
• Strong understanding of general ledger accounting, account reconciliations, financial statement preparation, and financial analysis.
• Ability to manage multiple priorities and meet deadlines in a fast-paced environment.
• Self-motivated, hands-on approach with ability to work independently and in a team.
• Strong attention to detail.
• Strong written and verbal communication skills.
• Proficiency in Microsoft Excel.
• Experience working with accounting applications, general ledger systems, and financial operations or reporting platforms.
• Willingness to engage in technical accounting and hands-on broker-dealer operational activities.
• Willingness to obtain the Series 27 license and other licenses related to the role.

Nice to have

• CPA license or eligibility to sit for the CPA examination.
• Experience in public accounting, a broker-dealer, alternative asset management, or another regulated financial-services environment.
• Experience with broker-dealer accounting, FOCUS reporting, net capital calculations, regulatory financial reporting, or transaction accounting.
• Experience supporting SOX compliance, internal controls, and external audits.
• Interest in developing specialized expertise in broker-dealer accounting, finance, operations, and regulatory reporting.

About the company

TPG is a leading global alternative asset management firm founded in San Francisco in 1992. The firm invests across private equity, impact, credit, real estate, and market solutions.