Associate Wealth Advisor

The role

The Associate Wealth Advisor provides comprehensive support to high-net-worth clients by working with experienced Wealth Advisors. This role involves managing client relationships, assisting with operational needs, and participating in the advanced planning process.

What you will do

• Facilitates the client consulting process through preparation and follow-up.
• Supports Wealth Advisors in business development and organic growth.
• Executes client requests and updates client information.
• Prepares client meeting materials and attends meetings.
• Collaborates with financial planners to develop financial plans.
• Monitors client asset allocations, portfolio rebalancing, and trade recommendations.
• Manages completion of deliverables with internal and external parties.
• Provides documentation of client communication and utilizes CRM software.
• Serves day-to-day client needs and collaborates with team members.
• Manages client onboarding processes and new account paperwork.

Required qualifications

• Bachelor’s Degree required
• Series 65 required
• Two to five years’ experience in the financial services industry
• Proficiency in a CRM such as Salesforce
• Experience working with financial custodians such as Pershing, Schwab, or Fidelity
• Proficient with Microsoft Office suite
• Effective speaking and presentation skills
• Excellent writing proficiency
• Prolonged periods of sitting at a desk and working on a computer
• Must be able to lift 15 pounds at times
• Must be able to access and navigate each department at the organization’s facilities

Nice to have

• Degree in Finance, Business, Economics, or a related field
• CFP®
• Experience at an RIA
• Adeptness with financial planning software such as eMoney, Right Capital, or Money Guide Pro
• Pershing preferred

Benefits

• Comprehensive Health, Dental, and Vision coverage
• 401(k) retirement plan with match and profit sharing
• Twelve paid holidays each year
• An extra vacation day during your birthday week
• Responsible Time Off Policy with no annual PTO limits
• Paid sabbatical program of four consecutive weeks after seven years of service

About the company

Waverly Advisors’ primary goal is to serve our clients, one another, and our communities. They offer in-depth financial planning and operate under the guiding principle, ‘Serve.’