Compliance Analyst (Night Shift- Pacific Time)

The role

You will review expert call transcripts to detect and resolve instances of material nonpublic and confidential information. You will also conduct research of financial reports and regulatory filings to determine if information exists in the public domain.

What you will do

• Review expert call transcripts to detect and resolve instances of material nonpublic and confidential information.
• Complete due diligence review of each call and document violations.
• Escalate non-compliance with Tegus sourcing guidelines as necessary.
• Conduct advanced research of financial reports and regulatory filings using internal and external resources.
• Manage internal and external communications.
• Perform administrative tasks including inputting, tracking, and maintaining data on processes, transcripts, and workflows.
• Identify opportunities to improve operational efficiency.

Required qualifications

• Acute attention to detail
• Strong reading comprehension
• Proofreading, drafting, and investigative/research experience
• Ability to effectively prioritize tasks, manage time, and remain highly organized while working independently
• Ability to adapt quickly to changing priorities

Nice to have

• 1-2 years of experience as a paralegal, legal assistant, compliance/financial/business analyst, or similar
• Strong transferrable skills, such as research and analysis

Benefits

• Performance-based bonus
• Equity
• Generous benefits program

About the company

AlphaSense is the AI platform redefining market intelligence and workflow orchestration. Tegus by AlphaSense facilitates calls between clients and experts.