Senior Compliance Officer, Regulatory Reporting

The role

The Senior Compliance Officer will own regulatory reporting and change management processes. This person will prepare, review, and submit regulatory filings while advising stakeholders on regulatory obligations.

What you will do

• Preparing, reviewing, and submitting regulatory filings and reports
• Gathering and validating underlying data and resolving issues
• Building and running processes, controls, and methodology for filings and regulatory interactions
• Scanning the regulatory horizon for forthcoming changes
• Implementing regulatory changes in filings and interactions
• Owning quality assurance for filings and interactions
• Advising stakeholders on regulatory obligations and processes
• Working with senior leaders on strategic initiatives and workstreams

Required qualifications

• 7-10 years of legal and/or compliance experience with a focus on regulatory reporting for asset managers and private funds
• Familiarity with regulations applicable to alternative investment managers and private funds
• Ownership mindset and good judgment
• Basic comfort with data and able to work with spreadsheets/databases
• Strong project management and oversight capabilities
• Strong interpersonal skills
• Excellent oral and written communication skills
• Excellent organizational and time management skill

Nice to have

• High intellectual horsepower, agility, logical reasoning, practicality and curiosity
• Comfort operating proactively and independently
• Comfort learning and adopting new software/AI tools quickly

Benefits

• Health insurance
• Retirement benefits
• Paid leave
• Other fringe benefits

Before you apply

• We do not provide immigration sponsorship for this position

About the company

Bridgewater Associates is a global macro investment firm founded in 1975. Its mission is to develop a fundamental, cause-and-effect understanding of how markets and economies work.