Fund Compliance Officer & Responsable du Contrôle

The role

You will act as the formally appointed Responsable du Contrôle for a portfolio of Luxembourg-domiciled investment funds. You will carry full statutory responsibility for each fund's AML/CFT framework.

What you will do

• Accept formal appointment as Responsable du Contrôle for a portfolio of Luxembourg-domiciled investment funds
• Maintain and annually update each fund's AML/CTF policies, procedures, risk appetite statement, and business-wide risk assessment
• Develop, update, and execute the AML/CTF compliance monitoring plan and track remediation plans
• Maintain and update investor due diligence questionnaires and ensure investor files are current
• Perform AML delegation oversight of transfer agents and other key stakeholders
• Oversee investor and asset due diligence across the fund's operating model
• Report to fund boards on a quarterly and annual basis
• Oversee the AML external audit of each fund
• Act as the primary regulatory liaison for each fund mandate
• Assess regulatory developments and deliver AML/CTF training

Required qualifications

• Must hold the right to work in Luxembourg
• At least 7 years of professional experience in AML/CFT
• Demonstrable exposure to the Luxembourg alternative fund industry
• Prior authorisation or eligibility for approval by the CSSF and AED to act as Responsable du Contrôle for funds
• Solid knowledge of Luxembourg AML/CFT legislation and regulatory requirements applicable to fund structures
• Excellent command of English

Nice to have

• Previous RC appointment experience
• French is an advantage

About the company

Carta is a connected platform and AI-native ecosystem for private capital. It provides software, services, and legal infrastructure for founders, fund managers, and legal teams.