Principal Compliance Officer - Information and AI

The role

This person leads compliance for information domains including privacy, information security, information governance, and AI governance. They own the obligation framework and lead the build and execution of the organization's AI governance program.

What you will do

• Owns the domain's obligation framework and compliance risk register.
• Develops and recommends compliance positions on AI obligations.
• Leads the development of the organization's third party risk assessment for AI.
• Designs and runs testing and monitoring across privacy, security, information governance, and AI controls.
• Coordinates and tracks remediation of issues with control owners.
• Partners with technology, information security, and data teams on the regulatory landscape.
• Prepares materials to give leadership and the board a view of posture and material risks.
• Prepares domains for examination and responds to examiner requests.

Required qualifications

• Bachelor's degree in a relevant field
• Expert-level experience in compliance, information risk, privacy, security, or technology risk within financial services or a regulated environment
• Experience developing or standing up a governance or compliance program for an emerging area, such as artificial intelligence
• Expert knowledge of privacy, information security, and information governance obligations
• Strong knowledge of AI governance and AI compliance risk
• Demonstrated ability to build a compliance framework for an emerging discipline
• Ability to design and run testing and monitoring of information controls
• Technology fluency to partner with technology, information security, and data teams
• Demonstrated ability to own a complex compliance area and support examinations
• Integrity, objectivity, and discretion in handling confidential and sensitive information
• Familiarity with using AI-enabled tools to support research, drafting, and workflow

Nice to have

• advanced degree or Juris Doctor
• Experience with agricultural finance, the Farm Credit System, or another regulated financial institution
• AI governance credential (IAPP AIGP)
• privacy certification (CIPP/US, CIPM)
• IT risk or compliance credential (CRISC, CISA)

Benefits

• Hybrid model – up to 50% work from home
• Flexible schedules including ample flexibility in the summer months
• Up to 9% towards 401k (3% fixed Compeer contribution plus up to 6% match)
• medical, dental, vision, HSA/FSA, life & AD&D insurance, short-term and long-term disability, wellness program & EAP
• Vacation, sick leave, holidays/floating holidays, parental leave, and volunteer paid time off
• Learning and development programs
• Mentorship programs
• Cross-functional committee opportunities
• Professional membership/certification reimbursement

Before you apply

• Must be authorized to work for any employer in the United States
• Compeer is unable to sponsor or take over sponsorship of an employment visa at this time

About the company

Compeer Financial is a member-owned cooperative located in Illinois, Minnesota and Wisconsin. They provide financial services to support agriculture and rural communities.