Coinbase
Deputy Chief Regulatory Officer
Remote - USA. Posted 5 months ago
The role
You will serve as the second-in-command of the Market Regulation Department for Coinbase's CFTC-registered designated contract market. You will lead the department, drive compliance with CFTC regulatory requirements, and manage examinations and audits.
What you will do
- Own the day-to-day leadership of CDE's Market Regulation Department
- Provide continuity and decision-making in the Chief Regulatory Officer's absence
- Drive CDE's compliance posture across all applicable CFTC regulatory requirements
- Lead the management of internal and external examinations and audits
- Partner with CDE trade surveillance personnel to review escalated cases
- Determine appropriate enforcement actions
- Advise CDE personnel and partner teams on DCM Core Principles, CFTC regulations, and CDE's rulebook and policies
Required qualifications
- 7+ years of experience providing compliance and regulatory support for CFTC-registered designated contract markets (DCMs) or derivatives clearing organizations (DCOs)
- Hands-on experience interpreting and applying CFTC Parts 38, 39, and 40 in a DCM and/or DCO environment
- Experience engaging directly with senior CFTC staff, including the Division of Market Oversight, Division of Clearing and Risk, and Market Participants Division
- Deep knowledge of CFTC Core Principles
- Strong grasp of market fundamentals, trading practices, investigative and surveillance techniques
- Ability to synthesize regulatory observations into clear written memoranda, reports, and information requests
- Track record of managing multiple concurrent regulatory workstreams
- Utilizes generative AI responsibly
Benefits
- medical
- dental
- vision
- 401(k)
- equity
- bonus eligibility
Before you apply
- Candidates may submit a maximum of 3 applications within a 6-month period
About the company
Coinbase is a remote-first company focused on increasing economic freedom.