VP, FCM, Tokenization & Stablecoin Compliance Officer

The role

You will lead the compliance program for the firm's expansion into event-based prediction markets and stablecoin/tokenization initiatives. This involves building and leading the compliance function, providing regulatory advisory, and managing monitoring and surveillance workflows.

What you will do

• Build and lead the compliance function supporting FCM registration, NFA membership, and stablecoin/tokenization initiatives
• Manage and re-prioritize team workloads across multiple workstreams
• Review and approve detailed reports and surveillance investigations
• Advise business units on CFTC, NFA, and digital asset regulatory obligations
• Design, implement, and maintain effective compliance frameworks
• Oversee the development and maintenance of Written Supervisory Procedures (WSPs)
• Partner with prediction market venues, technology partners, and internal teams
• Perform Level 2 compliance reviews of prediction market and stablecoin/tokenization activity
• Enhance surveillance and monitoring frameworks by refining detection logic
• Lead the firm's response to regulatory exams and inquiries

Required qualifications

• Bachelor’s Degree
• 12+ years of Compliance, Legal, Regulatory, or Financial Services experience
• 5+ years focused directly on futures/derivatives (FCM) compliance and/or stablecoin, tokenization, or digital asset regulatory compliance
• Deep understanding of CFTC and NFA rules governing futures commission merchants, prediction and event contract markets, and derivatives clearing
• Direct, hands-on experience with stablecoin issuance, tokenization, digital asset custody, and related regulatory frameworks
• Series 3 (National Commodity Futures Examination)
• Proven build experience standing up or scaling a compliance program for a new product line
• Ability to work with large trade and transaction datasets
• Excellent interpersonal and communication skills

Nice to have

• J.D. or other advanced degree
• Series 30 (NFA Branch Manager)
• FINRA Series 7 and 24
• NFA Swaps Proficiency Requirements (Swaps Certificate)
• AML certification (e.g., CAMS)

Benefits

• Equity
• 401(k) match
• Medical insurance
• Dental insurance
• Vision insurance
• Disability insurance
• Paid Parental Leave
• Wellness reimbursement
• Company-provided phone
• Personal development allowance
• Paid Time Off (PTO)
• Observed holidays

Before you apply

• Applicants must be authorized to work in the United States on a full-time basis
• DriveWealth does not provide visa sponsorship or support for employment authorization

About the company

DriveWealth is a global B2B financial technology organization dedicated to democratizing access to financial independence. Their API-based platform empowers partners to offer seamless investing and trading experiences to clients worldwide.