Senior Compliance Manager

The role

The Senior Compliance Manager will lead critical compliance projects and initiatives within the compliance framework. This role involves managing regulatory reporting, regulatory remediation, and stakeholder management across various geographic regions and regulatory domains.

What you will do

• Lead major compliance projects such as implementation of new regulatory requirements and compliance integration.
• Manage project timelines, resources, and stakeholder expectations.
• Define project scope, deliverables, and success metrics.
• Coordinate cross-functional teams to ensure successful project implementation.
• Own compliance responsibilities for assigned geographic regions or regulatory domains.
• Oversee regulatory reporting requirements including transaction, position, and large trades reporting.
• Manage regulatory capital calculations and reporting.
• Manage regulatory examinations and inquiries.
• Prepare and file required regulatory documents and notifications.
• Serve as compliance point of contact for assigned business areas or projects.

Required qualifications

• Bachelor's degree in Finance, Law, Economics, or related field
• Relevant professional certifications (e.g., Series 7, 24, 57, or international equivalents)
• 7-10+ years of compliance experience in financial services
• At least 3 years in electronic or algorithmic trading
• Ability to interpret complex regulations and apply them to HFT operations
• Strong project management skills with experience leading complex, cross-functional initiatives
• Excellent analytical and problem-solving abilities
• Outstanding written and verbal communication skills
• Ability to work both independently and collaboratively within a team environment
• Experience managing multiple projects and priorities simultaneously
• Strong stakeholder management and influencing skills

Nice to have

• Master's or JD
• Previous experience at a proprietary trading firm or HFT-focused organization
• An understanding of trading strategies and their regulatory implications
• Experience with regulatory bodies and participating in industry groups or forums
• Experience with regulatory reporting and compliance tools specific to the trading industry
• Demonstrated leadership in regulatory change projects

Benefits

• Great challenges with fast feedback loops
• A welcoming group of highly qualified international professionals
• Cutting-edge hardware and technology
• Work remotely from anywhere in the world
• Access any of our global offices anytime
• Flexible schedule
• 40 paid days off
• Competitive salary

About the company

eqvilentjobs is a group of highly qualified international professionals providing cutting-edge hardware and technology.