Associate, Compliance (Mumbai)

The role

The Compliance Associate will maintain compliance policies and procedures for the Firm's BSA/AML program. This includes focusing on KYC and AML activities across business lines like Trading, Lending, and Asset Management.

What you will do

• Conduct and review OFAC screens and research false positives
• File OFAC reports if required
• Test and validate the sanction screening tool
• Conduct Customer Due Diligence and review Customer Risk Ranking
• Conduct Enhanced Due Diligence and escalate potential AML risks
• Investigate, analyze and identify AML alerts
• Assist in implementing on-chain transaction monitoring
• Implement BSA/AML and OFAC procedures and recommend improvements
• Assist with regulatory audits and requests
• Assist institutional clients and investors during the onboarding process

Required qualifications

• 3 to 5 years of experience conducting end-to-end KYC onboarding reviews
• Experience in blockchain investigations and AML alert clearance
• Bachelor’s Degree
• Intellectually curious self-starter
• Strong appetite for problem solving
• Strong attention to detail
• Team player with a can-do attitude
• Excellent communication skills

Nice to have

• CAMS certification
• Strong knowledge of BSA/AML, CDD, EDD, and Transaction Monitoring requirements
• Experience conducting and dispositioning transaction monitoring alerts and cases
• Ability to manage multiple projects and functions
• Experience, knowledge and interest in cryptocurrency

Benefits

• Competitive base salary and discretionary bonus
• Competitive paid time off
• Hybrid Working Arrangements
• Company-paid health and protective benefits for employees and their eligible dependents
• Free coaching and counseling sessions through Headspace
• Generous paid Parental Leave
• Opportunities to learn about the Crypto industry
• Employee Resource Groups

About the company

Galaxy Digital Inc. is a global leader in digital assets and data center infrastructure. The company delivers onchain infrastructure that connects institutions to digital assets.