Senior Associate, Legal Counsel

The role

The Senior Associate, Legal Counsel supports investment, advisory, and client service teams on regulatory and legal matters. This person will advise on securities and investment advisory issues and develop into a generalist attorney.

What you will do

• Advise internal teams on compliance with United States securities and investment advisory laws.
• Support securities and investment advisory matters in international jurisdictions, including the United Kingdom and Singapore.
• Monitor and interpret regulatory developments.
• Partner with cross-functional teams on policy development, compliance training, and implementation of best practices.
• Assist with regulatory inquiries, examinations, and audits.
• Provide general legal support across regulatory, fund, corporate, contract, and investment matters.

Required qualifications

• Juris Doctor degree from an accredited law school
• Licensed to practice law in the United States
• 4+ years of relevant experience at a leading law firm and or in-house legal department
• Working knowledge of securities laws, including the Securities Act of 1933, Securities Exchange Act of 1934, or the Investment Advisers Act of 1940
• Experience collaborating across teams and advising senior stakeholders in a fast-paced environment

Nice to have

• Familiarity with international securities or investment advisory regulations, particularly in the United Kingdom or Singapore
• Curiosity about using technology, including artificial intelligence tools, to enhance legal and compliance workflows

Benefits

• Comprehensive Medical, Dental and Vision Insurance starting on your first day of employment
• Life and disability insurance coverage
• Family and wellness benefits including mental health benefits, fertility benefits, and back-up childcare
• A matching 401(k) program
• Commuter Benefits program
• Stipends to support wellness and hybrid working arrangements
• Support for professional designations/certifications
• Tuition reimbursement
• Allocation for books and other supplies needed for coursework
• Smart-casual dress code

About the company

ICONIQ is a global investment firm with over $100B assets under management. They seek to build resilient investment portfolios and partner with entrepreneurs transforming industries.