Structured Investments Attorney - Assistant Vice President / Vice President

The role

This attorney will work with structured investment and annuities business lines and Legal and Compliance teams. The role involves negotiating agreements and assessing legal, regulatory, and reputational risk for product offerings and financial technology services.

What you will do

• Negotiate complex agreements with counterparties including product issuers and financial institution users.
• Assess and mitigate legal, regulatory, and reputational risk.
• Provide advice to Structured Investments and Annuities business teams on strategic initiatives and day-to-day matters.
• Analyze cross-border legal and regulatory requirements and provide advice to business teams.

Required qualifications

• 4+ years of experience within financial services
• Strong knowledge of the Securities Act of 1933, the Securities Exchange Act of 1934, and FINRA rules
• Member in good standing of New York Bar or another state or jurisdiction
• Strong interpersonal and leadership skills
• Willingness to learn new topics and work in an evolving business environment
• Organized and detail-oriented with big picture capabilities

Nice to have

• Law firm or in-house experience at a broker-dealer, including supporting a structured product desk

Benefits

• Salary
• Equity for all full-time employees
• Annual performance bonus
• Employer matched retirement plan
• Generously subsidized healthcare
• 100% employer paid dental
• 100% employer paid vision
• Telemedicine
• Virtual mental health counseling
• Parental leave
• Unlimited paid time off (PTO)

About the company

iCapital is an Equal Employment Opportunity and Affirmative Action employer.