Audit and Regulatory Reporting - Assistant Vice President

The role

This SEC Reporting Specialist will oversee all SEC reporting requirements and financial disclosures. The role involves maintaining and enhancing financial reporting controls within the Fund Finance Central Services Audit team.

What you will do

• Lead the preparation and review of all SEC filings, including Forms 10-K, 10-Q, 8-K, and other public disclosures.
• Oversee the preparation and review of consolidated financial statements, footnotes, Management’s Discussion and Analysis, and related supporting schedules.
• Partner with external senior leadership and other cross-functional stakeholders to coordinate disclosure input and accuracy.
• Administer financial reporting controls and partner with process owners and internal stakeholders to support a strong Sarbanes-Oxley compliance framework.
• Partner with external big 4 audit teams to ensure accurate and timely financial reporting and answer open items.
• Manage and oversee the client’s consolidation process.
• Evaluate and improve internal controls continuously.

Required qualifications

• Bachelor’s degree in accounting, finance, or related field
• 5+ years of experience in SEC reporting, financial reporting, or a related field
• Strong knowledge of US GAAP, SEC regulations, and Sarbanes-Oxley compliance
• Experience with public disclosures and financial consolidations
• Proven ability to work with cross-functional teams and senior leadership
• Strong written and verbal communication skills
• Detail-oriented with strong organizational and project management skills
• Able to work in a fast-paced environment and meet tight deadlines
• Proficiency in Microsoft Office Suite and advanced Excel skills

Nice to have

• CPA
• MBA
• Experience with big 4 audit firms
• DFIN ActiveDisclosure

Benefits

• salary
• equity for all full-time employees
• annual performance bonus
• employer matched retirement plan
• generously subsidized healthcare
• 100% employer paid dental
• 100% employer paid vision
• telemedicine
• virtual mental health counseling
• parental leave
• unlimited paid time off (PTO)

About the company

iCapital is a fast-paced, rapid-growth environment. The company is an Equal Employment Opportunity and Affirmative Action employer.