Janestreet
Regulatory Exam Manager
New York, New York, United States. Posted 2 months ago
The role
You will oversee responses to regulatory examinations from start to finish. You will serve as a primary point of contact for regulators and coordinate colleagues across the firm.
What you will do
- Interpret requests and establish scope, responsibilities, and timeline for each examination
- Draft written submissions
- Prepare colleagues for meetings with examiners
- Review relevant materials to identify areas for improvement or escalation
- Maintain examination records
- Improve processes used to manage examinations and related inquiries
Required qualifications
- 8+ years of relevant legal, compliance, or regulatory experience in financial services
- Deep substantive involvement in regulatory examinations
- Worked directly with the SEC, FINRA, and other regulators at a bank, broker-dealer, trading firm, or similarly regulated financial institution, or advised broker-dealer clients through regulatory exam
- Excellent writer
- Polished communicator
- Knowledgeable about the US financial regulatory framework
- Highly organized
- Bachelor's degree
Nice to have
- JD
About the company
Jane Street is looking for a Regulatory Exam Manager to join their Legal and Compliance team in New York.