Compliance Analyst

The role

You will contribute to the effective operation of the firm according to regulatory and internal policy requirements. You will support electronic options market making, multi-strategy trading, regulatory monitoring, prudential compliance, policy implementation, and employee trading oversight.

What you will do

• Support the review and update of compliance policies and procedures
• Assist with the drafting and maintenance of training materials and employee guidance
• Support the compilation and coordination of internal compliance reports
• Ensure the safe and effective operation of wall-crossing processes
• Assist with maintaining restricted lists and watch lists
• Support the implementation of effective information barriers
• Support the operational compliance framework and personal account dealing processes
• Escalate potential compliance issues and contribute to documentation and reporting
• Assist in the monitoring of the firm's prudential obligations
• Assist in the preparation and validation of regulatory filings

Required qualifications

• Minimum of 2 - 3 years' experience in a relevant legal or compliance role
• Strong attention to detail
• Excellent organisational skills
• Ability to manage multiple tasks according to tight deadlines
• Effective communication skills
• Collaborative approach
• Eagerness to learn

Nice to have

• Excel
• SQL
• Python
• Utilising AI in information gathering, providing advice, task automation and to improve general efficiency

Benefits

• Competitive compensation package
• Annual discretionary bonus
• Group pension plan
• Enhanced annual leave allowance after 2+ years' service
• 25 days' annual leave (plus public holidays)
• Fully catered breakfast, lunch, and snacks prepared by an in-house chef
• Private healthcare and life assurance
• On-site private gym with instructor-led classes including boxing, yoga, and more
• Monthly company events and social activities

About the company

Maven is a market-leading proprietary trading firm deploying its own capital across discretionary, systematic, and market-making strategies. The firm is focused on improving liquidity across global listed derivatives through advanced execution and pricing technologies.