Compliance Officer - Business Conduct

The role

The Compliance Officer - Business Conduct will manage the firm's business conduct program, including advertising, sales practices, and trader conduct. This role partners with various departments to embed conduct standards into daily processes and ensure compliance with legal and regulatory standards.

What you will do

• Own the MyFundedFutures business conduct program, including code of conduct and conflicts of interest policy.
• Establish written policies, monitoring routines, and escalation paths.
• Review and approve marketing and sales content across various media.
• Set standards for performance, payout, and earnings claims.
• Establish rules for affiliates, influencers, and referral partners.
• Review customer-facing terms, plan descriptions, and fee schedules.
• Build and operate a centralized complaint intake and resolution process.
• Maintain trader conduct standards covering prohibited practices and account integrity.
• Partner with engineering and product to embed disclosure and consent requirements into user flows.
• Design and run a testing and surveillance program for advertising and affiliate activity.

Required qualifications

• Bachelor's degree in Finance, Economics, Law, Business, or a related field
• 7+ years of experience in compliance, regulatory, legal, or risk roles
• Meaningful time spent on advertising review, sales practices, or consumer-facing conduct
• Working knowledge of advertising and consumer protection standards, including FTC guidance
• Familiarity with the futures and derivatives landscape
• Demonstrated success building conduct or marketing review programs in a fast-moving, growth-oriented environment
• Strong understanding of AML and KYC requirements, data governance, and customer communication rules
• Practical judgment and the ability to give clear, fast answers to commercial teams
• Comfort operating with limited infrastructure and building the process while running it

Nice to have

• Advanced degree (JD, MBA, or LLM)
• Prior compliance or conduct experience at a proprietary trading firm, brokerage, trading education company, fintech, or another business with performance-based marketing exposure
• Experience managing affiliate, influencer, or partner networks from a compliance perspective
• Experience with paid media review at scale and with creative approval workflows
• Exposure to trade surveillance concepts, trading platform mechanics, or algorithmic and automated trading behavior
• CAMS, CCEP, CRCM, or similar certification
• Experience with compliance, archiving, or surveillance tooling such as Actimize, NICE, Smarsh, Global Relay, or similar

Benefits

• Comprehensive benefits
• Performance-based incentives

Before you apply

• Applicants must be authorized to work in the applicable country without employer sponsorship
• The Company does not offer visa sponsorship or immigration assistance for this position

About the company

My Funded Futures is transforming the world of proprietary trading by giving traders the capital, tools, and community they need to succeed.