Oportun

Director, Regulatory Counsel (R14354)

Remote - US. Posted 5 days ago

The role

This role provides legal leadership for multi-state licensing, regulatory examination programs, and regulatory tracking. You will also serve as regulatory counsel for the Set & Save product.

What you will do

  • Own the multi-state licensing program including applications, renewals, and regulatory reporting.
  • Lead the licensing and regulatory examination process and coordinate responses.
  • Work directly with state regulators.
  • Monitor legal and regulatory developments and advise senior leaders and stakeholders.
  • Review and advise on policies, procedures, marketing, and operational practices.
  • Provide leadership reporting on licensing, examinations, and regulatory reporting.
  • Manage and develop one paralegal.
  • Advise Set & Save product and business owners on federal and state laws and regulations.

Required qualifications

  • 12+ years of legal experience in financial services.
  • Substantial experience advising on consumer financial services regulatory matters.
  • Demonstrated experience independently managing multi-state licensing processes.
  • Experience with NMLS and state licensing requirements.
  • Strong knowledge of privacy and fintech regulatory issues.
  • Ability to interpret and apply federal and state consumer financial services laws.
  • Skilled in using AI tools (ChatGPT, Copilot, or similar).
  • Juris Doctor (J.D.) degree.
  • Admitted and in good standing to practice law in at least one U.S. jurisdiction.

Nice to have

  • Experience working with bank partnership models, including fintech programs operated through bank partnerships.
  • Experience supporting or leading state regulatory examinations and interacting with state regulators.
  • Spanish fluency, written and verbal.

Benefits

  • Medical, Dental & Vision Insurance
  • 401(k) including company match
  • Flexible PTO and Parental Leave
  • Company-paid Life & Disability Insurance

About the company

Oportun (Nasdaq: OPRT) is a mission-driven financial services company that provides intelligent borrowing, savings, and budgeting capabilities.

Director, Regulatory Counsel (R14354) at Oportun | JobZoey