Senior Surveillance Associate

The role

The Senior Surveillance Associate conducts trade and communication surveillance to identify compliance risks. This person provides strategic assessments and actionable recommendations to support senior management.

What you will do

• Conduct routine trade surveillance and investigations.
• Conduct routine communication surveillance for potential violations and escalate suspicious events.
• Craft intelligence questions and produce sophisticated analysis.
• Use tools and methodologies such as structured analytic techniques to improve analysis.
• Work with managers to respond to information requests from financial regulators and senior management.
• Serve as a subject matter expert in assigned coverage.
• Leverage resources, technology, and information to minimize risk and protect the firm.

Required qualifications

• Bachelor's degree from an accredited institution
• Five or more years of prior professional experience working as an intelligence analyst, investigator, or in a closely related role
• Strong analytical and problem-solving skills
• Excellent attention to detail
• Proven effectiveness in written and verbal communication
• Ability to exercise sound judgement and observe the highest degree of confidentiality and discretion
• Ability to adapt to changing priorities to meet business needs
• Commitment to the highest ethical standards

Nice to have

• Master's degree

Benefits

• Fully-paid health care benefits
• Generous parental and family leave policies
• Volunteer opportunities
• Support for employee-led affinity groups representing women, people of color and the LGBT+ community
• Mental and physical wellness programs
• Tuition assistance
• 401(k) savings program with an employer match

About the company

Point72 is a leading global alternative investment firm led by Steven A. Cohen. It seeks to deliver superior returns through fundamental and systematic investing strategies.