IT Financial Compliance Senior Manager

The role

You will evaluate systems, databases, and processes to ensure control design and effective operation across infrastructure, change management, and financial data pipelines. You will partner with engineering and business teams to identify control gaps and implement solutions for SOX and regulatory compliance.

What you will do

• Design and maintain IT infrastructure controls aligned to SOX and regulatory requirements.
• Partner with Platform, Infrastructure, and Security teams to align system architecture with control objectives.
• Assess new systems, tools, and services to identify control gaps and define remediation actions.
• Lead IT SOX readiness and integration effort for new acquisitions.
• Perform IT SOX assessments ahead of product launches and system upgrades/migrations.
• Lead IT change management and production access governance.
• Map end-to-end data flows supporting financial and regulatory reporting.
• Partner with Data Engineering and Finance teams to design and implement controls over data pipelines.
• Execute and oversee testing of IT general controls and application controls.
• Prepare and maintain control documentation, process narratives, flowcharts, and audit evidence.

Required qualifications

• 8+ years of experience in IT audit, IT risk, IT compliance, infrastructure engineering, or a related field.
• Strong exposure to SOX IT general controls and application controls.
• Strong knowledge of cloud infrastructure (such as AWS, GCP, or Azure), networking, identity and access management, and modern deployment practices including CI/CD and infrastructure-as-code.
• Hands-on experience with change management processes and tools, including version control workflows, ticketing systems, release management, and emergency change procedures.
• Experience designing or testing controls over data pipelines, including data transformations, reconciliations, and monitoring practices.
• Proven ability to collaborate with engineering teams to implement practical control solutions and explain control requirements in technical terms.
• Strong analytical, documentation, and project management skills.
• Clear written and verbal communication skills, with experience working with external auditors and senior stakeholders.

Benefits

• Performance driven compensation with multipliers for outsized impact, bonus programs, equity ownership, and 401(k) matching.
• 100% paid health insurance for employees with 90% coverage for dependents.
• Access to the Robinhood Employee Fund for eligible US employees.
• Access to the best AI tools on the market and continuous AI skill-building.
• Lifestyle wallet for wellness, learning, and more.
• Employer-paid life & disability insurance, fertility benefits, and mental health benefits.
• Time off including company holidays, paid time off, sick time, and parental leave.
• Catered meals, events, and comfortable workspaces.

About the company

Robinhood's mission is to democratize finance for all. The company is building an elite team applying frontier technologies to financial problems.