Compliance Advisory Lead

The role

You will ensure regulatory compliance for expanding banking products. You will analyze regulatory changes, review marketing and customer disclosures, and provide compliance guidance to product teams.

What you will do

• Partner with product and engineering teams to support design, launch, and iteration of banking products.
• Perform compliance risk assessments of regulations such as UDAAP, Reg E, and Reg DD.
• Review marketing materials, customer communications, and disclosures for regulatory compliance.
• Coordinate due diligence requests and compliance activities with sponsor banks and third-party partners.
• Own, maintain, and improve banking compliance policies, procedures, and controls.
• Lead regulatory, partner, and internal audits including preparation, response coordination, and remediation tracking.

Required qualifications

• 7+ years of experience in financial services compliance.
• Deep experience in banking and fintech environments.
• Hands-on experience working with bank partners.
• Experience engaging with state and federal regulatory agencies.
• Strong knowledge of UDAAP, EFTA, TISA, and money transmission laws.
• Ability to design and scale compliance programs for consumer financial products in a high-growth, technology-driven environment.
• Ability to navigate ambiguity, apply sound judgment, and communicate clearly on complex regulatory and product issues.
• Strong analytical, organizational, and problem-solving skills.
• Ability to manage multiple priorities and meet key regulatory deadlines.
• Ability to assess and manage compliance risks for novel or undefined financial features.

Benefits

• Performance-driven compensation with multipliers for outsized impact.
• Bonus programs.
• Equity ownership.
• 401(k) matching.
• 100% paid health insurance for employees.
• 90% coverage for dependents.
• Lifestyle wallet for wellness, learning, and more.
• Employer-paid life and disability insurance.
• Fertility benefits.
• Mental health benefits.
• Company holidays, paid time off, sick time, and parental leave.
• Catered meals, events, and comfortable workspaces.

About the company

Robinhood is building the future of finance with a mission to democratize finance for all. The Robinhood Money team builds and scales banking products to help customers store, move, and manage money.