Director of Risk, Brokerage

The role

You will administer and implement the brokerage risk management program for Robinhood Financial, LLC and Robinhood Securities, LLC. You will lead the Data Analytics and Solutions function to provide risk insights and partner with leadership to implement strategic risk initiatives.

What you will do

• Design and implement risk management practices with senior management
• Own and evolve Risk Management Program documentation
• Oversee risk assessment activities including RCSAs and new product reviews
• Direct the aggregation and presentation of risk committee materials
• Provide independent oversight of the broker dealers' risk and control environment
• Build, lead, and develop a team of risk professionals
• Harness data analytics and risk reporting solutions to surface emerging trends

Required qualifications

• Active FINRA Series 24 License
• 10+ years of experience in financial services
• Comprehensive knowledge of broker dealer operations and regulatory requirements
• Proven track record of leading and developing risk professionals
• Deep expertise in risk management frameworks including RCSAs, risk committee governance, and regulatory examination readiness
• Exceptional written communication skills
• Collaborative, analytical self-starter
• Experience leveraging data analytics tools and reporting solutions
• Demonstrated curiosity and comfort engaging with AI tools and emerging technologies

Benefits

• Bonus opportunities
• Equity
• Benefits

About the company

Robinhood's mission is to democratize finance for all.